Delaware | 000-25826 | 77-0201147 |
(State or other jurisdiction of incorporation) | Commission File Number | (IRS Employer Identification No.) |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Common Stock, par value $0.001 per share | HLIT | The NASDAQ Stock Market LLC |
1. | Stockholders elected seven (7) directors to serve until the earlier of the 2021 Annual Meeting of Stockholders or until their successors are elected and duly qualified. |
NAME | FOR | WITHHELD | BROKER NON-VOTE | ||||||||
Patrick Gallagher | 75,341,255 | 447,658 | 14,170,169 | ||||||||
Patrick Harshman | 73,368,084 | 2,420,829 | 14,170,169 | ||||||||
Deborah L. Clifford | 75,341,543 | 447,370 | 14,170,169 | ||||||||
David Krall | 73,279,513 | 2,509,400 | 14,170,169 | ||||||||
Mitzi Reaugh | 74,939,349 | 849,564 | 14,170,169 | ||||||||
Susan G. Swenson | 74,146,229 | 1,642,684 | 14,170,169 | ||||||||
Nikos Theodosopoulos | 75,370,217 | 418,696 | 14,170,169 |
2. | Stockholders approved, on an advisory basis, the compensation of the named executive officers. |
FOR | AGAINST | ABSTAIN | BROKER NON-VOTE | |||
74,813,367 | 868,987 | 106,559 | 14,170,169 |
3. | Stockholders approved an amendment to the Company’s 2002 Employee Stock Purchase Plan to increase the number of shares of common stock reserved for issuance thereunder by 1,000,000 shares. |
FOR | AGAINST | ABSTAIN | BROKER NON-VOTE | |||
75,342,479 | 352,877 | 93,557 | 14,170,169 |
4. | Stockholders approved an amendment to the Company’s 1995 Stock Plan to increase the number of shares of common stock reserved for issuance thereunder by 4,000,000 shares. |
FOR | AGAINST | ABSTAIN | BROKER NON-VOTE | |||
63,307,725 | 12,011,754 | 469,434 | 14,170,169 |
5. | Stockholders ratified the appointment of Armanino LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. |
FOR | AGAINST | ABSTAIN | ||
89,346,568 | 247,389 | 365,125 |
Date: | June 12, 2020 | |
By: | /s/ Timothy C. Chu | |
Timothy C. Chu | ||
General Counsel, SVP HR and Corporate Secretary |