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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Harmonic Lightwaves
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
413160 10 2
- --------------------------------------------------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement.[ ] (A fee is
not required if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of Pages 17
Exhibit Index Contained on Page 15
- --------------------------------- ----------------------------
CUSIP NO. 413160 10 2 13G Page 2 of 17 Pages
- --------------------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Kleiner Perkins Caufield & Byers V, L.P., a California
Limited Partnership ("KPCB V")
77-0211539
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California Limited Partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
- 0 -
NUMBER OF -----------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 6,390
OWNED BY EACH -----------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON - 0 -
WITH -----------------------------------------------
8 SHARED DISPOSITIVE POWER
6,390
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
6,390
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.06%
- --------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
- --------------------------------- ----------------------------
CUSIP NO. 413160 10 2 13G Page 3 of 17 Pages
- --------------------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
KPCB V Associates, L.P., a California Limited Partnership
77-021138
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California Limited Partnership
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
- 0 -
-----------------------------------------------
NUMBER OF 6 SHARED VOTING POWER 6,390
SHARES shares which are directly
BENEFICIALLY owned by KPCB V. KPCB V
OWNED BY EACH Associates is the general
REPORTING partner of KPCB V.
PERSON -----------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
- 0 -
-----------------------------------------------
8 SHARED DISPOSITIVE POWER 6,390
shares which are directly
owned by KPCB V. KPCB V
Associates is the general
partner of KPCB V.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
6,390
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
- --------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
- --------------------------------- ----------------------------
CUSIP NO. 413160 10 2 13G Page 4 of 17 Pages
- --------------------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Thomas J. Perkins
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b)[X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
14
-----------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES - 0 -
BENEFICIALLY -----------------------------------------------
OWNED BY EACH 7 SOLE DISPOSITIVE POWER
REPORTING 14
PERSON -----------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
- 0 -
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 14
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
- --------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
- --------------------------------- ----------------------------
CUSIP NO. 413160 10 2 13G Page 5 of 17 Pages
- --------------------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Frank J. Caufield
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
5,718
-----------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES 6,390 shares, directly owned by KPCB V.
BENEFICIALLY KPCB V Associates is the general
OWNED BY EACH partner of KPCB V. Mr. Caufield is a
REPORTING general partner of KPCB V Associates.
PERSON -----------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
5,718
-----------------------------------------------
8 SHARED DISPOSITIVE POWER
6,390 shares directly owned by KPCB V.
KPCB V Associates is the general
partner of KPCB V. Mr. Caufield is a
general partner of KPCB V Associates.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 12,108
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
- --------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
- --------------------------------- ----------------------------
CUSIP NO. 413160 10 2 13G Page 6 of 17 Pages
- --------------------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Brook H. Byers
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
19,509
-----------------------------------------------
NUMBER OF 6 SHARED VOTING POWER 6,390
SHARES shares, directly owned by KPCB
BENEFICIALLY V. KPCB V Associates is the
OWNED BY EACH general partner of KPCB V. Mr.
REPORTING Byers is a general partner of
PERSON KPCB V Associates. In
WITH addition, Mr. Byers indirectly
holds 4,845 shares through
trusts.
-----------------------------------------------
7 SOLE DISPOSITIVE POWER
19,509
-----------------------------------------------
8 SHARED DISPOSITIVE POWER 6,390
shares, directly owned by KPCB
V. KPCB V Associates is the
general partner of KPCB V. Mr.
Byers is a general partner of
KPCB V Associates. In
addition, Mr. Byers indirectly
holds 4,845 shares through
trusts.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 30,744
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
- --------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
- --------------------------------- ----------------------------
CUSIP NO. 413160 10 2 13G Page 7 of 17 Pages
- --------------------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
L. John Doerr
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
24,342
NUMBER OF ---------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 6,390 shares, directly owned by KPCB V.
OWNED BY EACH KPCB V Associates is the general
REPORTING partner of KPCB V. Mr. Doerr is a
PERSON general partner of KPCB V Associates.
WITH ---------------------------------------------------
7 SOLE DISPOSITIVE POWER
24,342
---------------------------------------------------
8 SHARED DISPOSITIVE POWER
6,390 shares, directly owned by KPCB V.
KPCB V Associates is the general
partner of KPCB V. Mr. Doerr is a
general partner of KPCB V Associates.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 30,732
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
- --------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
- --------------------------------- ----------------------------
CUSIP NO. 413160 10 2 13G Page 8 of 17 Pages
- --------------------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
E. Floyd Kvamme
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
24,342
-------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES 6,390 shares, directly owned by KPCB V.
BENEFICIALLY KPCB V Associates is the general
OWNED BY EACH partner of KPCB V. Mr. Kvamme is a
REPORTING general partner of KPCB V Associates.
PERSON -------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
24,342
-------------------------------------------------
8 SHARED DISPOSITIVE POWER
6,390 shares, directly owned by KPCB V.
KPCB V Associates is the general
partner of KPCB V. Mr. Kvamme is a
general partner of KPCB V Associates.
- ------------------------------------- ------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
30,732
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
- --------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
- --------------------------------- ----------------------------
CUSIP NO. 413160 10 2 13G Page 9 of 17 Pages
- --------------------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Regis McKenna
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
34
-----------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES - 0 -
BENEFICIALLY -----------------------------------------------
OWNED BY EACH 7 SOLE DISPOSITIVE POWER
REPORTING 34
PERSON -----------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
- 0 -
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
34
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
- --------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
- --------------------------------- ----------------------------
CUSIP NO. 413160 10 2 13G Page 10 of 17 Pages
- --------------------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Vinod Khosla
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
15,792
------------------------------------------
NUMBER OF 6 SHARED VOTING POWER 6,390
SHARES shares, directly owned by KPCB
BENEFICIALLY V. KPCB V Associates is the
OWNED BY EACH general partner of KPCB V. Mr.
REPORTING Khosla is a general partner of
PERSON KPCB V Associates. In
WITH addition, Mr. Khosla
indirectly holds 11,620 shares
through a trust.
------------------------------------------
7 SOLE DISPOSITIVE POWER
15,792
------------------------------------------
8 SHARED DISPOSITIVE POWER 6,390
shares, directly owned by KPCB
V. KPCB V Associates is the
general partner of KPCB V. Mr.
Khosla is a general partner of
KPCB V Associates. In
addition, Mr. Khosla
indirectly holds 11,620 shares
through a trust.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
33,802
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
- --------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
- --------------------------------- ----------------------------
CUSIP NO. 413160 10 2 13G Page 11 of 17 Pages
- --------------------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James P. Lally
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
14,862
---------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES 6,390 shares are directly owned by
BENEFICIALLY KPCB V. KPCB V Associates is the
OWNED BY EACH general partner of KPCB V and Mr. Lally
REPORTING is a general partner of KPCB V
PERSON Associates.
WITH ---------------------------------------------------
7 SOLE DISPOSITIVE POWER
14,862
---------------------------------------------------
8 SHARED DISPOSITIVE POWER
6,390 shares are directly owned by
KPCB V. KPCB V Associates is a general
partner of KPCB V and Mr. Lally is the
general partner of KPCB V Associates.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
21,252
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
[ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
- --------------------------------------------------------------------------------
12 TYPE OR REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 12 of 17
ITEM 1(A). NAME OF ISSUER
--------------
Harmonic Lightwaves
ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
-----------------------------------------------
3005 Bunker Hill Lane
Santa Clara, CA 95054
ITEM 2(A)-(C). NAME, ADDRESS AND CITIZENSHIP OF PERSONS FILING
-----------------------------------------------
This amended statement is being filed by KPCB V Associates,
L.P., a California limited partnership ("KPCB V Associates") whose principal
business address is 2750 Sand Hill Road, Menlo Park, California 94025. The
names, business addresses and citizenships of all the general partners of KPCB V
Associates are set forth on Exhibit B hereto. Brook H. Byers, L. John Doerr,
Frank J. Caufield, E. Floyd Kvamme and Vinod Khosla are each general partners of
KPCB IV Associates, L.P., a California limited parnership ("KPCB IV
Associates").
KPCB V Associates is a general partner to Kleiner Perkins
Caufield & Byers V, a California limited partnership ("KPCB V"). KPCB IV
Associates is general partner to KPCB Zaibatsu Fund I, L.P., a California
limited partnership ("KPCB ZFI"), which no longer holds any shares of the
Issuer. With respect to KPCB V Associates and the general partners of KPCB V
Associates, this statement relates only to KPCB V Associates' indirect,
beneficial ownership of shares of Common Stock of Harmonic Lightwaves held
directly by KPCB V (the "Shares") and, with respect to each individual general
partner, to the extent applicable, each individual general partner's interest in
the shares over which he has sole voting and dispositive control. The Shares are
held directly by KPCB V. Management of the business affairs of KPCB V
Associates, including decisions respecting disposition and/or voting of the
Shares, is by majority decision of the general partners of KPCB V Associates
listed on Exhibit B hereto.
ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
---------------------------------------------
Common Stock
CUSIP # 413160 10 2
ITEM 3. Not Applicable
--------------
ITEM 4. OWNERSHIP
---------
Please see Item 5 hereof.
Page 13 of 17
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
---------------------------------------------
This amended statement is being filed to report the fact that
each reporting person has ceased to be the beneficial owner of
more than five percent of the Common Stock of Harmonic
Lightwaves.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF
------------------------------------------------
ANOTHER PERSON.
---------------
Not applicable for any reporting party because the shares
owned as of 12/31/96 do not exceed five percent of Harmonic
Lightwaves' outstanding shares. Please see Item 5 hereof.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
---------------------------------------------------
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY
------------------------------------------------
THE PARENT HOLDING COMPANY.
---------------------------
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
----------------------------------------------------------
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
-------------------------------
Not applicable.
ITEM 10. CERTIFICATION.
--------------
Not applicable.
Page 14 of 17
SIGNATURES
----------
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 13, 1997
KPCB V ASSOCIATES, L.P., A CALIFORNIA
LIMITED PARTNERSHIP
By:
-------------------------------------
A General Partner
KLEINER PERKINS CAUFIELD & BYERS V,
L.P., A CALIFORNIA LIMITED
PARTNERSHIP
By KPCB V Associates, L.P., a California
Limited Partnership, its General Partner
By:
-------------------------------------
A General Partner
BROOK H. BYERS
E. FLOYD KVAMME
L. JOHN DOERR
FRANK J. CAUFIELD
JAMES P. LALLY
THOMAS J. PERKINS
REGIS McKENNA
VINOD KHOSLA
By:
-------------------------------------
Michael S. Curry
Attorney-in-Fact
Page 15 of 17
EXHIBIT INDEX
-------------
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing 16
Exhibit B: List of General Partners of KPCB V Associates 17
Page 16 of 17
EXHIBIT A
---------
Agreement of Joint Filing
-------------------------
The undersigned hereby agree that they are filing jointly
pursuant to Rule 13d-1 of the Act the amended statement dated February 13, 1997,
containing the information required by Schedule 13G, for the 6,390 Shares of the
Common Stock of Harmonic Lightwaves held by Kleiner Perkins Caufield & Byers V,
a California Limited Partnership ("KPCB V") and, with respect to each individual
general partner, to the extent applicable, each individual general partner's
interest in the shares over which he has sole voting and dispositive control.
Each individual general partner disclaims beneficial ownership of shares of
Harmonic Lightwaves Common Stock held directly by KPCB V.
Date: February 13, 1997
KPCB V ASSOCIATES, L.P. A CALIFORNIA
LIMITED PARTNERSHIP
By:
---------------------------------------------
A General Partner
KLEINER PERKINS CAUFIELD & BYERS V,
L.P., A CALIFORNIA LIMITED
PARTNERSHIP
By KPCB V Associates, L.P., a California Limited
Partnership, its General Partner
By:
---------------------------------------------
A General Partner
BROOK H. BYERS
E. FLOYD KVAMME
L. JOHN DOERR
FRANK J. CAUFIELD
JAMES P. LALLY
THOMAS J. PERKINS
REGIS McKENNA
VINOD KHOSLA
By:
---------------------------------------------
Michael S. Curry
Attorney-in-Fact
Page 17 of 17
EXHIBIT B
---------
General Partners of
KPCB V Associates, a California Limited Partnership
---------------------------------------------------
Set forth below, with respect to each general partner of KPCB
V Associates, is the following: (a) name; (b) business address and (c)
citizenship.
1. (a) Frank J. Caufield
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
2. (a) Brook H. Byers
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
3. (a) E. Floyd Kvamme
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
4. (a) L. John Doerr
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
5. (a) Vinod Khosla
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen
6. (a) James P. Lally
(b) c/o Kleiner Perkins Caufield & Byers
2750 Sand Hill Road
Menlo Park, CA 94025
(c) United States Citizen